Principal Analyst, Corporate Financing

FINRA · Rockville, MD (Job Posting); Washington, DC (Job Posting); Tysons, VA (Job Posting)

Apply on the employer’s site Open in Atlas

About this role

The Principal Analyst in Corporate Financing is responsible for independently conducting analyses of complex public offering and/or private placement filings and investigative matters subject to FINRA Rules 5110, 5121, 2310, 5122 and 5123. Assists with secondary review of high-risk filings and matters and provides feedback and guidance to less experienced staff. Provides assistance and support…

Excerpt only. The full posting is on the employer’s careers site.

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