Associate Principal Analyst, Manipulation

FINRA · New York, NY (Job Posting); Jericho, NY (Job Posting); Denver, CO (Job Posting); Chicago, IL (Job Posting); Boston, MA (Job Posting); Boca Raton, FL (Job Posting); Plano, TX (Job Posting); Tysons, VA (Job Posting); Jersey City, NJ (Job Posting); Woodbridge, NJ (Job Posting); Washington, DC (Job Posting); Rockville, MD (Job Posting); Philadelphia, PA (Job Posting); Los Angeles, CA (Job Posting)

Apply on the employer’s site Open in Atlas

About this role

This Associate Principal Analyst position within the Surveillance section of Regulatory Operations is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regulations and may work on more complex assignments under the direction of…

Excerpt only. The full posting is on the employer’s careers site.

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